Minimally Invasive, Liver-Directed Therapies in the Era of Systemic Agents
Fri, 08/14/2009 - 12:00pm
Llew Keltner, MD, PhD, President and CEO, James C. Chen, MD, Chief Scientific Officer, Light Sciences Oncology, Inc.

Uncontrolled liver malignancies are a major cause of death in patients with cancer due to destruction of the critical functions performed by this essential organ.1,2 Therefore, the choice and sequence of therapies for hepatic neoplasms is of great importance. 

Malignant liver tumors are either primary or secondary, with the most common lesions being hepatocellular carcinoma (HCC) and metastatic colorectal cancer (MCRC), respectively.

For patients who are not operative candidates at time of diagnosis and staging, local or systemic therapy may be considered, with the goal of reducing or controlling tumor volume to preserve as much normal liver function as possible, for as long as possible, and to render the patient potentially eligible for surgery with intent to cure.  

The currently available local and systemic therapies in liver cancer are surveyed.  New approaches now in development are described, including the novel light-activated drug Aptocine (talaporfin sodium), which may combine the most beneficial aspects of local and systemic therapies.

Local Therapies
Until recently, first line therapies focused on the use of intratumoral local ablation using various devices or injection of therapeutic agents into tumor-feeding blood vessels.  Table 1 summarizes modalities utilized in these two categories.  All listed treatments result in cellular necrosis as the final common pathway of cell death.

Table 1. Current Localized Therapies 
Modality  Main Indication  Mode of Action
Radiofrequency Ablation (RFA) HCC, MCRC  Thermal
Transcatheter Arterial Chemoembolization (TACE) HCC  Infarction/Anti-mitotic 
Percutaneous Ethanol Injection HCC  Denaturation
Radioembolization HCC Infarction/Anti-mitotic
Laser Interstitial Thermotherapy (LITT) HCC, MCRC  Thermal

Over time, in some cases over many years, these modalities have been developed and used outside the context of formal randomized controlled Phase 3 trials comparing one modality to another.  Therefore, choice of modalities is largely determined by the treating clinician’s training and preference, rather than by established guidelines based on randomized controlled Phase 3 comparative trials.  Worldwide, the most commonly utilized modalities are radiofrequency ablation (RFA) and transcatheter arterial chemoembolization (TACE), with RFA used for lesions less than 3 to 4 cm due to technical and safety limitations, and TACE used for small or larger lesions.

All localized therapies listed in Table 1 share a major drawback in that they produce tumor death through tumor necrosis and inflammation.  While potentially useful in the short term, necrosis and inflammation can lead to tumor promotion through upregulation of growth-promoting cytokines, including vascular endothelial growth factor (VEGF)  and other consequences of wound healing (See Table 2).  VEGF is one of the best known tumor enhancers and is correlated with poor outcomes. Increased increased levels of VEGF and other tumor-enhancing growth factors have been documented after TACE in multiple studies.3-7

Table 2. Soluble Tumor-Promoting Factors Associated with Surgery and Ablation8-10  
PDGF Platelet Derived Growth Factor (PDGF) enhances tumor growth and angiogenesis.11
EGF Epidermal Growth Factor (EGF) binding to EGF receptors expressed in epithelial cancers is critical for tumor growth.12 Targeted agents blocking the action of EGF are important in current treatment regimens.13 
TGF-A Transforming Growth Factor – Alpha (TGF-A) promotes tumor growth via an autocrine loop.14,15 
FGF Fibroblast Growth Factor (FGF) is a tumor promoter16 and a vascular mitogen.17 
TNF Tumor Necrosis Factor (TNF) encompasses a family of proteins which induce immunosupression and tumor promotion.18
IL-1,6,8 Interleukins involved in wound healing also promote tumor angiogenesis19, transformation, and tumor promotion.18,20 IL-6 is antiapoptotic and confers tumor cell protection.21 IL-1 also promotes metastases.22 
TGF-ß Transforming Growth Factor - Beta (TGF-ß) is associated with malignant progression and tumor promotion.23,24 
VEGF Vascular Endothelial Growth Factor (VEGF) induces tumor growth, survival, and angiogenesis. VEGF is also generally immunosuppressive and both promotes suppressive immune cell function and inhibition of effector cell action.25 
PGe2 Prostaglandin e2 (PDe2) promotes tumor progression by inducing myeloid suppressor cells.26 

Systemic Therapy
As mentioned earlier, no randomized controlled Phase 3 trials have been conducted to evaluate the best front-line therapy to recommend for patients with liver predominant disease—local or systemic.

In 2007, sorafenib became the first agent and only Phase 3-tested therapy approved by the FDA for HCC.  The approval led to the publication of a number of papers recommending sorafenib as first line therapy for all inoperable patients with HCC.  However, sorafenib was not compared to local therapy, but rather to a placebo, mostly in patients not eligible for local therapy.  Therefore, there is uncertainty as to the role of sorafenib in patients who are eligible for either mode of treatment.27 Similarly, patients with MCRC involving the liver may be urged to undergo systemic chemotherapy combined with targeted agents even if they are eligible for local therapy or surgery (Table 3). 

Given the absence of comparative trials, the conundrum of first line local versus systemic/combination therapy should be carefully evaluated in the context of what is known about liver function in patients with liver tumors.  First, preservation of liver function is essential to patient well-being and quality of life.  If liver replacement and destruction by tumor progresses unchecked, organ dysfunction leading to failure causes a distressing cascade of increasing symptoms, eventually resulting in death (See Table 4).

Table 3. A Summary of the Major Systemic Agents Used against HCC and MCRC   
Drug Drug Action
Sorafenib (Nevaxar, Bayer Healthcare) Tyrosine kinase inhibitor
5-Fluorouracil/leucovorin Thymidylate synthase inhibitor  
Oxaliplatin Platinum alkylating agent 
Irinotecan Topoisomerase inhibitor
Bevacizumab (Avastin, Genentech/Roche) VEGF binding antibody
Cetuximab Epidermal Growth Factor Receptor blocker

Against the backdrop of the need to preserve normal liver structure and cell function, existing local and systemic therapy is acknowledged to have the potential to worsen and in some cases precipitate liver failure.  Sorafenib does not reduce the size of HCC and may worsen liver function, especially in Child-Pugh B class patients.28-30  Similarly, it is widely known that chemotherapy used in patients with MCRC causes different forms of hepatoxicity—in some cases increasing the risk of postoperative complications and liver failure.31-33  In the movement to expose patients to lines of chemotherapy with many toxic side effects immediately upon diagnosis, it is not clear what percentage of patients are made worse in an effort to downstage tumors for surgery.

The possible outcome of good quality of life combined with long-term survival is available only for R0 resective surgery, which may include liver transplant in the case of HCC patients.  Unfortunately, only a small minority of patients are candidates for surgery, and of those, some may suffer complications and death as a direct result of surgery, with morbidity rates of up to 45% in MCRC patients.2 Even in the case of a successful operation, one of the largest contemporary surgical MCRC studies reported a 4% mortality rate at 30 days, an 8.2% mortality at 90 days, and a 5-year survival rate of only 25.5% in patients resected with intent to cure.34

Table 4. Some Consequences of Progressive Liver Failure    
• Cachexia (anorexia, weight loss)
• Jaundice
• Fatigue
• Nausea/Vomiting
• Ascites
• Bleeding
• Hepatic Encephalopathy
• Coma
• Death

In the case of HCC, liver surgery, including partial and total hepatectomy (transplant) and local therapy is associated with a five-year survival as low as 40% for patients with early, limited disease.35 Patients with more advanced disease fare far worse, with much faster recurrence which cannot be prevented by adjuvant therapies.36

Emerging Role of Aptocine in Liver Cancer
Given the view that preservation of liver parenchyma is the primary therapeutic outcome that will lead to prolonged survival, Aptocine is being developed as a first-in-class directed therapy, which is currently undergoing two Phase 3 studies in patients with HCC and MCRC to liver.  Both trials have active therapy comparator arms rather than a difficult-to-justify placebo arm in patients with advanced cancer and limited life expectancy.  In addition to other current therapies, Aptocine potentially represents an option in treatment of liver cancer:

• Multiple synergistic mechanisms of action based on apoptosis (rather than necrosis)
• Direct cytoreduction which favorably affects the tumor microenvironment, followed by potential vaccine-like action
• Potential for a neoadjuvant role in resectable patients
• Lack of downstream or delayed tumor promotion effects
• Possible combination role with systemic therapy
• Lack of debilitating side effects even in seriously ill patients

Aptocine is a water-soluble drug targeted inside a tumor by a small, single-use, disposable drug activator included with the drug. The drug activator contains light-emitting diodes (LEDs).  An energized Aptocine molecule results in the production of singlet oxygen, which can kill target tissues with minimal side effects through vascular closure and apoptosis.  Illumination with low-intensity light can continuously energize each molecule of Aptocine, resulting in a constant supply of singlet oxygen molecules during the illumination period.

Importantly, Aptocine has been demonstrated in animals to stimulate the immune system to attack untreated tumors. Data from preclinical (Aptocine) and human studies have demonstrated that apoptosis occurring in tumors after light-activated drug therapies, yields tumor-specific clones of CD8+ T-cells that infiltrate distant, untreated tumors and destroy them.  Human trials of Aptocine have produced images that demonstrate reduction or destruction of untreated tumors, consistent with a systemic immune effect.  In contradistinction to chemotherapy, Aptocine has not been shown to be hepatotoxic.37,38 A favorable direct cytotoxic and delayed vaccine-like effect on tumor has been demonstrated in tumor models, which further supports an early role for Aptocine.39 

Recent human studies have demonstrated tumor-antigen-specific immune response following light-activated drug therapy, and have additionally shown that the response is much stronger with low fluence rates, a unique feature of Aptocine.40

Conclusion
There are many distinct differences from the mechanisms of cell death, to toxicity profile, to delayed effects of Aptocine compared with standard ablative and systemic therapies used in liver cancers.  The potential immune-modulating effects and lack of delayed tumor-promoting properties may justify positioning Aptocine as a potential primary intervention in a regimen including systemic therapy.  Reduction of tumor mass which preserves functional liver, lack of evolving resistance, potential to prevent local and distant tumor recurrence through immunomodulation, and favorable safety constitute important features of Aptocine and its potential wide role for cancer of the liver.

About the Authors
Dr. Keltner leads LSO as it develops Aptocine, a first-in-class light-activated drug product for patients with solid tumor cancers. He is known for his expertise on the approval of new pharmacologic entities. Dr. Chen co-founded LSO and is focused on advancing the development of Aptocine for easy use by physicians to provide tolerable, effective and repeatable treatments to patients.

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